PM
Patricia A. Moore
VALMARK ADVISERS
Houston, TX 77027
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CRD#: 5713558
PM
Professional summary
Patricia Ann Moore, CFP®, who also goes by Patricia Ann Barton, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Houston, Texas and VERDE WEALTH GROUP, LLC located in Houston, Texas.
Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Patricia has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patricia Ann Barton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) VALMARK SECURITIES AND VALMARK ADVISERS; 3555 TIMMONS LANE, SUITE 910, HOUSTON, TX 77027; SALE AND MANAGE BROKERAGE, DIRECT AND ADVISORY INVESTMENTS, REGISTERED REPRESENTATIVE AND INVESMENT ADVISER REPRESENTATIVE; STARTED 08/24/2010; 75 HOURS PER MONTH, 75 DURING TRADING HOURS; THE ADVISOR IS PROPERLY LICENSED TO RECEIVE FINANCIAL COMPENSATION FOR INVESTMENT SERVICES (I.E., COMMISSIONS AND ADVISORY FEES)./// 2) VERDE WEALTH GROUP, LLC; 3555 TIMMONS LANE,SUITE 910, HOUSTON, TX 77027; FINANCIAL PLANNING FIRM; INVESTMENT RELATED; STARTED 08/24/2010; 120 HRS/MO, 100 DURING TRADING HRS; INVESTMENT ADVISOR/WEALTH ADVISOR; CLIENT INVOLVEMENT; INTRO APPOINTMENTS, DATA GATHERING, ANALYSIS, PLAN CREATION & PRESENTATION TO CLIENTS; CLIENT PAYS FEE TO VERDE WEALTH GROUP, LLC; ADVISOR WILL BE PROPERLY LICENSED TO RECIEVE FINANCIAL PLANNING FEES./// 3) SALE OF FIXED LIFE INSURANCE, DISABILITY, LTC; NOT INVESTMENT RELATED; RECEIVE TRAIL COMMISSIONS FROM PRIOR SALES AND FIXED PRODUCTS NOT ASSOCIATED WITH VALMARK./// 4) PATLYN CONSULTING GROUP, LLC; PROVIDES MANAGEMENT CONSULTING. PRESIDENT SINCE 1/2006; 0HR/MO, 0 DURING TRADING HRS; PAID HRLY FOR CONSULTING WORK; SPEND LESS THAN 5% OF MY TIME ON THIS TYPE OF WORK; NOT INVESTMENT RELATED.///
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Ann Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 3, 2010 - Present
VALMARK ADVISERS, INC.
Office #1: 3555 Timmons Lane Suite 910, Houston, TX 77027RIA
CRD#: 108050
Houston, TX
Current
October 27, 2010 - Present
VERDE WEALTH GROUP, LLC
Office #1: 3555 Timmons Lane Suite 910, Houston, TX 77027RIA
CRD#: 154568
Houston, TX
Current
July 30, 2010 - Present
VALMARK SECURITIES, INC.
Office #1: 3555 Timmons Lane Suite 910, Houston, TX 77027BD
CRD#: 31243
Houston, TX
Past
January 5, 2010 - August 30, 2010
WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.
RIA
CRD#: 119127
HOUSTON, TX
Past
December 23, 2009 - August 16, 2010
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
HOUSTON, TX
Past
September 18, 2009 - August 16, 2010
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/2/2024)
IAR
Alaska(1/2/2024)
RR
Arizona(4/4/2022)
IAR
Arizona(4/21/2022)
RR
Arkansas(4/4/2022)
IAR
Arkansas(4/4/2022)
RR
California(4/4/2022)
IAR
California(4/4/2022)
RR
Colorado(4/4/2022)
IAR
Colorado(4/4/2022)
RR
Florida(4/4/2022)
IAR
Florida(7/14/2022)
IAR
Georgia(2/14/2024)
IAR
New Jersey(4/4/2022)
RR
New Jersey(1/6/2023)
RR
New York(4/4/2022)
IAR
New York(4/4/2022)
RR
North Carolina(4/4/2022)
IAR
North Carolina(4/4/2022)
IAR
South Carolina(5/10/2023)
RR
South Carolina(7/28/2023)
RR
Texas(7/30/2010)
IAR
Texas(8/3/2010)
IAR
Virginia(8/26/2025)
RR
Washington(1/6/2023)
IAR
Washington(1/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
