Michael A. Perri

THRIVE CAPITAL MANAGEMENT

NEW FAIRFIELD, CT

CRD#: 5713530

Some features on this profile are disabled

Professional summary

Michael A Perri, who also goes by Michael Anthony Perri, Michael Perri, Mike Perri, Michael A Perri, is a registered financial advisor currently at THRIVE CAPITAL MANAGEMENT, LLC located in New Fairfield, Connecticut.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Michael has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Michael Anthony Perri | Michael Perri | Mike Perri | Michael A Perri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael A Perri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2026 - Present

THRIVE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 281347

NEW FAIRFIELD, CT

Past

July 24, 2023 - October 24, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW FAIRFIELD, CT

Past

July 24, 2023 - October 24, 2025

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW FAIRFIELD, CT

Past

September 19, 2022 - August 10, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

STAMFORD, CT

Past

September 19, 2022 - August 10, 2023

LPL FINANCIAL LLC

CRD#: 6413

STAMFORD, CT

Past

June 13, 2022 - September 19, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CHAPPAQUA, NY

Past

September 17, 2020 - April 29, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CHAPPAQUA, NY

Past

September 4, 2020 - April 19, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CHAPPAQUA, NY

Past

February 15, 2019 - April 28, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

FISHKILL, NY

Past

February 4, 2019 - April 28, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Fishkill, NY

Past

February 1, 2019 - April 28, 2020

TD AMERITRADE, INC.

CRD#: 7870

FISHKILL, NY

Past

May 24, 2013 - December 26, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RIDGEFIELD, CT

Past

May 24, 2013 - December 26, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RIDGEFIELD, CT

Past

June 8, 2012 - May 3, 2013

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

STAMFORD, CT

Past

April 23, 2012 - May 3, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

STAMFORD, CT

Past

April 21, 2011 - April 5, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DANBURY, CT

Past

February 15, 2011 - April 5, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DANBURY, CT

Past

December 8, 2009 - January 25, 2010

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THRIVE CAPITAL MANAGEMENT, LLC

OPTIMAL WEALTH SERVICES | THRIVE CAPITAL MANAGEMENT, LLC

CRD#: 281347 / SEC#: 801-119936

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

Florida

Registered Investment Advisory firm - (12/10/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/11/2020 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/20/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/19/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2009

General Securities Representative Examination

Current Firm

THRIVE CAPITAL MANAGEMENT, LLC

OPTIMAL WEALTH SERVICES | THRIVE CAPITAL MANAGEMENT, LLC

CRD#: 281347 / SEC#: 801-119936

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

Florida

Registered Investment Advisory firm - (12/10/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/11/2020 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2020 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 W Office Center Drive Suite 300, Fort Washington, PA 19034

Mailing Address

Phone number

(800) 516-5861

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,494
AUM (Assets Under Management)	$ 397,680,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael A. Perri

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael A Perri's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST MIDWEST SECURITIES, INC.

Primary Firm SEC Registration

THRIVE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/20/2011

Series 63

Date: 12/19/2009

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2009

Current Firm

THRIVE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THRIVE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors