Catherine B. Hurley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Beal Hurley, who also goes by Catherine B Hurley, Kate Hurley, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 2011. Catherine had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2014 - July 27, 2015
STODDARD MANAGEMENT COMPANY
August 29, 2012 - July 11, 2014
BUCKINGHAM STRATEGIC WEALTH, LLC
May 29, 2012 - December 21, 2012
FOUNDERS FINANCIAL NETWORK, LLC
August 18, 2011 - May 1, 2012
PARKWORTH WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
STODDARD MANAGEMENT COMPANY
CRD#: 120263 / SEC#: 801-61250
Contact information
Regulatory assets under management
| Total Number of Accounts | 264 |
| AUM (Assets Under Management) | $ 104,037,915 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
