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Farida Khambata

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CRD#: 5713174
FK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Farida Khambata, CFA was a registered financial professional .

Farida is a previously registered financial professional and started their career in finance in 2009. Farida had worked at 1 firm .

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Past

November 18, 2009 - December 31, 2024

CARTICA MANAGEMENT, LLC

RIA
CRD#: 147792
VERO BEACH, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


CM
CARTICA MANAGEMENT, LLC
CARTICA CAPITAL PARTNERS GP, LTD. | CCP MASTER GP, L.P. | CARTICA MANAGEMENT, LLC | CARTICA MANAGEMENT, L.P. | CARTICA INVESTORS II GP, LLC | CARTICA CORPORATE GOVERNANCE FUND GP, LLC

CRD#: 147792 / SEC#: 801-69467

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Contact information


Main Address
2770 Indian River Blvd, Vero Beach, FL 32960
Mailing Address
Po Box 253, Crownsville, MD 21032
Phone number
(202) 367-3015
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Part 2 Brochures

CARTICA MANAGEMENT, LLC PART 2A (3/27/2024)

Regulatory assets under management


Total Number of Accounts2
AUM (Assets Under Management)$ 1,662,094

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CARTICA MANAGEMENT, LLC

CRD#: 147792

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