Quyen T. Nguyen
Professional summary
Quyen The Nguyen, who also goes by Alan The Nguyen, is a registered financial advisor currently at SVB ASSET MANAGEMENT located in San Francisco, California.
Quyen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Quyen has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Quyen The Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2014 - Present
SVB ASSET MANAGEMENT
Office #1: 222 2nd Street, San Francisco, CA 94105May 20, 2014 - June 25, 2019
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
July 20, 2011 - May 20, 2014
MML INVESTORS SERVICES, LLC
June 15, 2011 - May 20, 2014
MML INVESTORS SERVICES, LLC
April 27, 2010 - November 8, 2010
FIRST COMMAND BROKERAGE SERVICES, INC.
March 3, 2010 - November 8, 2010
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
SVB ASSET MANAGEMENT
CRD#: 124567 / SEC#: 801-61674
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/21/2014)
Exams
Current Firm
SVB ASSET MANAGEMENT
CRD#: 124567 / SEC#: 801-61674
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 523 |
| AUM (Assets Under Management) | $ 32,960,320,956 |
Red Flags
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