Andrew S. Flack
CROSS STATE FINANCIAL GROUP LLC
Grand Haven, MI
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CRD#: 5712950
Professional summary
Andrew Scott Flack, CFP® is a registered financial advisor currently at CROSS STATE FINANCIAL GROUP LLC located in Grand Haven, Michigan.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED INSURANCE AGENT; INVESTMENT RELATED; 13140 SIKKEMA DR., GRAND HAVEN, MI 49417; INSURANCE SALES; SINCE: 2/2018.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Scott Flack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
August 18, 2016 - Present
CROSS STATE FINANCIAL GROUP LLC
RIA
CRD#: 282011
Grand Haven, MI
Past
February 21, 2013 - May 23, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
MENTOR, OH
Past
January 11, 2013 - May 23, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MENTOR, OH
Past
November 19, 2010 - June 21, 2011
FOOTHILL SECURITIES, INC.
RIA
CRD#: 1027
KALAMAZOO, MI
Past
June 21, 2010 - June 21, 2011
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
KALAMAZOO, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CROSS STATE FINANCIAL GROUP LLC
CROSS STATE FINANCIAL GROUP LLC
CRD#: 282011 / SEC#: 801-117843
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Arizona
Registered Investment Advisory firm - (11/22/2021 Terminated)Colorado
Registered Investment Advisory firm - (11/22/2021 Terminated)Florida
Registered Investment Advisory firm - (11/22/2021 Terminated)Michigan
Registered Investment Advisory firm - (11/23/2021 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2021 Terminated)South Dakota
Registered Investment Advisory firm - (11/22/2021 Terminated)Texas
Registered Investment Advisory firm - (11/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(8/18/2016)
IAR
Michigan(2/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CS
CROSS STATE FINANCIAL GROUP LLC
CROSS STATE FINANCIAL GROUP LLC
CRD#: 282011 / SEC#: 801-117843
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Arizona
Registered Investment Advisory firm - (11/22/2021 Terminated)Colorado
Registered Investment Advisory firm - (11/22/2021 Terminated)Florida
Registered Investment Advisory firm - (11/22/2021 Terminated)Michigan
Registered Investment Advisory firm - (11/23/2021 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2021 Terminated)South Dakota
Registered Investment Advisory firm - (11/22/2021 Terminated)Texas
Registered Investment Advisory firm - (11/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109
Mailing Address
8424 S. Yukon St., Littleton, CO 80128
Phone number
(800) 621-6974
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,028 |
| AUM (Assets Under Management) | $ 166,767,480 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
