AB
Alastair F. Barrie
FORESIDE FINANCIAL SERVICES
New York, NY 10019
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CRD#: 5712469
AB
Professional summary
Alastair Ferguson Barrie, who also goes by Al Barrie, Alastair Ferguson Barrie Mr, Alastair Ferguson Barrie, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in New York, New York.
Alastair is registered as a RR (Registered Representative) and started their career in finance in 2015. Alastair has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Al Barrie | Alastair Ferguson Barrie Mr | Alastair Ferguson Barrie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alastair Ferguson Barrie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2020 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 1325 Avenue Of The Americas Suite 2818, New York, NY 10019BD
CRD#: 148477
New York, NY
Past
April 27, 2015 - December 31, 2018
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
NEW YORK, NY
Past
January 14, 2015 - April 29, 2015
MARTIN CURRIE INVESTOR SERVICES, INC.
BD
CRD#: 39256
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/27/2020)
RR
Alaska(10/27/2020)
RR
Arizona(10/27/2020)
RR
Arkansas(10/27/2020)
RR
California(10/27/2020)
RR
Colorado(10/27/2020)
RR
Connecticut(10/27/2020)
RR
Delaware(10/27/2020)
RR
District of Columbia(10/27/2020)
RR
Florida(10/27/2020)
RR
Georgia(10/27/2020)
RR
Hawaii(10/27/2020)
RR
Idaho(10/27/2020)
RR
Illinois(10/27/2020)
RR
Indiana(10/27/2020)
RR
Iowa(10/27/2020)
RR
Kansas(10/27/2020)
RR
Kentucky(10/27/2020)
RR
Louisiana(10/27/2020)
RR
Maine(10/27/2020)
RR
Maryland(10/27/2020)
RR
Massachusetts(10/27/2020)
RR
Michigan(10/27/2020)
RR
Minnesota(10/27/2020)
RR
Mississippi(10/27/2020)
RR
Missouri(10/27/2020)
RR
Montana(10/27/2020)
RR
Nebraska(10/27/2020)
RR
Nevada(10/27/2020)
RR
New Hampshire(10/27/2020)
RR
New Jersey(10/27/2020)
RR
New Mexico(10/27/2020)
RR
New York(10/26/2020)
RR
North Carolina(10/27/2020)
RR
North Dakota(10/27/2020)
RR
Ohio(10/27/2020)
RR
Oklahoma(10/27/2020)
RR
Oregon(10/27/2020)
RR
Pennsylvania(10/27/2020)
RR
Rhode Island(10/27/2020)
RR
South Carolina(10/27/2020)
RR
South Dakota(10/27/2020)
RR
Tennessee(10/27/2020)
RR
Texas(10/27/2020)
RR
Utah(10/27/2020)
RR
Vermont(10/27/2020)
RR
Virginia(10/27/2020)
RR
Washington(10/27/2020)
RR
West Virginia(10/27/2020)
RR
Wisconsin(10/27/2020)
RR
Wyoming(10/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC
CRD#: 148477 / SEC#: , 8-68027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
