Gulam Chowdhury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gulam Chowdhury, who also goes by Gulam R Chowdhury, was a registered financial professional .
Gulam is a previously registered financial professional and started their career in finance in 2011. Gulam had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - October 26, 2017
SEABURY SECURITIES LLC
April 25, 2016 - March 14, 2017
GOLDMAN SACHS & CO. LLC
November 6, 2013 - August 21, 2015
UBS SECURITIES LLC
December 10, 2012 - October 16, 2013
LAZARD MIDDLE MARKET LLC
October 15, 2012 - November 5, 2012
CPIBD LLC
November 8, 2011 - September 19, 2012
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SEABURY SECURITIES LLC
CRD#: 41916 / SEC#: , 8-49624
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
