Andrew A. Gearhart
WAVERLY ADVISORS
Birmingham, AL 35209
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CRD#: 5712166
Professional summary
Andrew Aris Gearhart, CFP® is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Birmingham, Alabama.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrew has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Biography
After graduating from The University of Alabama in 2009, I moved to Birmingham and became an insurance advisor with MassMutual Financial Group for 6 years. My wife, Morgan, and I have been married for 2 years, and have 1 daughter, Lucy. Scout, the family hound dog, is a great but jealous big sister! I knew there was a better and more comprehensive way to help clients then strait insurance sales, which led me to obtaining my CFP® in the fall of 2014. I have been with Kinsight, a fee only, fiduiary planning firm since that point and have loved the wholistic, client first mentality that everyone here abides by. In my spare time, I enjoy a good house project, wood working, heading up the Exceptional Foundation Jr. Board, and hunting.
Question & Answer
What are your service offerings?
Education Planning
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Estate Planning
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Entrepreneurs
High Net Worth Client Needs
Insurance Related Issues
Investment Advice with Ongoing...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RAMP Properties, LLC - Not Securities Investment Related - 8 Winthrop Ave Birmingham, AL 35213 - Real Estate - Partner/Maintenance/Contractor - Since February 2016 - 10 Hours per Month, 0 Hours during trading Hours B Charitable - Investment Related - 17 20th Street North, Suite 100, Birmingham, AL 35203 - 501c3 Donor Advised platform for the masses - Board of Directors - 2019 - 4 hours devoted per month - 1 hour devoted during trading hours - broad scope advisement on business related topics
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Aris Gearhart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
April 28, 2017 - Present
WAVERLY ADVISORS, LLC
Office #1: 600 University Park Place Suite 501, Birmingham, AL 35209RIA
CRD#: 115332
Birmingham, AL
Past
April 27, 2015 - February 23, 2018
KINSIGHT, LLC
RIA
CRD#: 116047
BIRMINGHAM, AL
Past
September 23, 2011 - April 1, 2015
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BIRMINGHAM, AL
Past
November 6, 2009 - April 1, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(4/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
371
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WAVERLY ADVISORS, LLC
CRD#: 115332Birmingham, AL 35209TRUST BUT VERIFY
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