Todd D. Dalton

PARTNERS IN FINANCIAL PLANNING

Salem, VA 24153

Some features on this profile are disabled

CRD#: 5711808

Professional summary

Todd D Dalton is a registered financial advisor currently at PARTNERS IN FINANCIAL PLANNING, LLC located in Salem, Virginia.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Todd has worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd D Dalton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2011 - Present

PARTNERS IN FINANCIAL PLANNING, LLC

Office #1: 421 South College Avenue, Salem, VA 24153

RIA

CRD#: 151980

Salem, VA

Past

August 16, 2010 - October 4, 2011

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

ROANOKE, VA

Past

March 22, 2010 - October 4, 2011

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

ROANOKE, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARTNERS IN FINANCIAL PLANNING, LLC

CRD#: 151980 / SEC#: 801-70754

RIA

Registered Investment Advisory firm - (11/10/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/18/2022)

IAR

Virginia
(11/14/2011)

IAR

West Virginia
(11/17/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/28/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/20/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 8/14/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PARTNERS IN FINANCIAL PLANNING, LLC

CRD#: 151980 / SEC#: 801-70754

RIA

Registered Investment Advisory firm - (11/10/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

421 South College Avenue, Salem, VA 24153

Mailing Address

421 South College Avenue, Salem, VA 24153

Phone number

(540) 444-2930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE - PARTNERS IN FINANCIAL PLANNING, LLC (2/21/2025)

Regulatory assets under management

Total Number of Accounts	2,774
AUM (Assets Under Management)	$ 779,819,330

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/10/2025	Cover Page	Report
02/13/2024	Cover Page	Report
01/09/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Craven

MORGAN STANLEY

PURCHASE, NY

Steven Barnes

BARNES WEALTH MANAGEMENT GROUP

IAR

BAKERSFIELD, CA

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Todd D. Dalton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd D Dalton's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARTNERS IN FINANCIAL PLANNING, LLC

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX ADVISORY SERVICES

Primary Firm SEC Registration

PARTNERS IN FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/2010

Series 65

Date: 3/20/2010

Series 6

Date: 8/14/2010

Current Firm

PARTNERS IN FINANCIAL PLANNING, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PARTNERS IN FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

Similar Advisors