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TD

Todd D. Dalton

ROANOKE, VA
Some features on this profile are disabled
CRD#: 5711808
TD

Professional summary

Todd D Dalton was a registered financial advisor .

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Todd had worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 14, 2026 - Present

ROANOKE, VA
Past

November 14, 2011 - May 5, 2026

PARTNERS IN FINANCIAL PLANNING, LLC

RIA
CRD#: 151980
SALEM, VA
Past

August 16, 2010 - October 4, 2011

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
ROANOKE, VA
Past

March 22, 2010 - October 4, 2011

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
ROANOKE, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(5/14/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/20/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6
Date: 8/14/2010
Investment Company Products/Variable Contracts Representative Examination

Current firm

No current employment

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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