Susan S. Vasu

LANDING POINT FINANCIAL GROUP

AVON, OH 44011

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CRD#: 5711256

Professional summary

Susan S Vasu, who also goes by Susan E Siara, Susan Eleanor Siara, Susan Siara Vasu, is a registered financial advisor currently at LANDING POINT FINANCIAL GROUP located in Avon, Ohio.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Susan has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan E Siara | Susan Eleanor Siara | Susan Siara Vasu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Ownership; Multi-Family; Cleveland, OH 44111; July 2006. Business Ownership;LPFG, LLC; Partner; Consulting; Avon, OH 44011; Investment related; Dec 2009; 1-9 hours per month; 1-9 during trading hours. Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan S Vasu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2021 - Present

LANDING POINT FINANCIAL GROUP

Office #1: 36901 American Way Suite 7, Avon, OH 44011

RIA

CRD#: 312978

AVON, OH

Past

June 1, 2012 - June 21, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AVON, OH

Past

June 1, 2012 - June 21, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

AVON, OH

Past

December 20, 2010 - June 4, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLEVELAND, OH

Past

December 16, 2010 - June 4, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLEVELAND, OH

Past

November 6, 2009 - October 11, 2010

MORGAN STANLEY

RIA

CRD#: 149777

WESTLAKE, OH

Past

October 29, 2009 - October 11, 2010

MORGAN STANLEY

CRD#: 149777

WESTLAKE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANDING POINT FINANCIAL GROUP

DCS INVESTMENT ADVISORY SERVICES, LLC | LPFG, LLC | LANDING POINT FINANCIAL GROUP, LLC | LANDING POINT FINANCIAL GROUP

CRD#: 312978 / SEC#: 801-121247

RIA

Registered Investment Advisory firm - (5/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/11/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/28/2009

General Securities Representative Examination

Current Firm

LANDING POINT FINANCIAL GROUP

DCS INVESTMENT ADVISORY SERVICES, LLC | LPFG, LLC | LANDING POINT FINANCIAL GROUP, LLC | LANDING POINT FINANCIAL GROUP

CRD#: 312978 / SEC#: 801-121247

RIA

Registered Investment Advisory firm - (5/19/2021 Approved)

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Contact information

Main Address

36901 American Way Suite 7, Avon, OH 44011

Mailing Address

Phone number

(440) 365-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LANDING POINT FINANCIAL GROUP PART 2A FIRM BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,322
AUM (Assets Under Management)	$ 263,486,257

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Susan S. Vasu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan S Vasu's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

LANDING POINT FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2009

SIE

Date: 10/1/2018

Series 31

Date: 12/11/2009

Series 7

Date: 10/28/2009

Current Firm

LANDING POINT FINANCIAL GROUP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LANDING POINT FINANCIAL GROUP

TRUST BUT VERIFY

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