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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Luca Anthony D Italia

Luca A. D Italia

INDEPENDENCE FINANCIAL ADVISORS
Franklin, NH 03235
Some features on this profile are disabled
CRD#: 5710950
Luca Anthony D Italia

Professional summary

Luca Anthony D Italia, CFP®, who also goes by Luca Anthony D'italia, Luca Anthony Ditalia, is a registered financial advisor currently at INDEPENDENCE FINANCIAL ADVISORS, LLC located in Franklin, New Hampshire.

Luca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Luca has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Luca Anthony D'italia | Luca Anthony Ditalia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luca Anthony D Italia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

December 26, 2018 - Present

INDEPENDENCE FINANCIAL ADVISORS, LLC

Office #1: 402 Central Street, Franklin, NH 03235
RIA
CRD#: 156305
Franklin, NH
Past

June 17, 2015 - September 17, 2018

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
FRANKLIN, NH
Past

June 17, 2015 - September 17, 2018

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
FRANKLIN, NH
Past

December 9, 2013 - June 22, 2015

TD AMERITRADE, INC.

RIA
CRD#: 7870
MANCHESTER, NH
Past

December 9, 2013 - June 22, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
BURLINGTON, MA
Past

December 4, 2013 - June 22, 2015

TD AMERITRADE, INC.

BD
CRD#: 7870
MANCHESTER, NH
Past

December 20, 2012 - November 25, 2013

MORGAN STANLEY

RIA
CRD#: 149777
MANCHESTER, NH
Past

December 17, 2012 - November 25, 2013

MORGAN STANLEY

BD
CRD#: 149777
MANCHESTER, NH
Past

July 5, 2012 - October 23, 2012

THE FOUNDRY FINANCIAL GROUP, INC.

RIA
CRD#: 116823
LACONIA, NH
Past

May 22, 2012 - November 6, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
LACONIA, NH
Past

December 3, 2009 - August 30, 2011

WADDELL & REED

RIA
CRD#: 866
BEDFORD, NH
Past

October 20, 2009 - August 30, 2011

WADDELL & REED

BD
CRD#: 866
BEDFORD, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INDEPENDENCE FINANCIAL ADVISORS, LLC
GML FINANCIAL ADVISORY SERVICES, LLC | INDEPENDENCE FINANCIAL ADVISORS, LLC

CRD#: 156305 / SEC#: 801-81025

RIA
Registered Investment Advisory firm - (3/12/2015 Approved)
Florida
Registered Investment Advisory firm - (4/2/2015 Terminated)
Massachusetts
Registered Investment Advisory firm - (4/2/2015 Terminated)
New Hampshire
Registered Investment Advisory firm - (4/9/2015 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(2/22/2019)
IAR
New Hampshire
(12/26/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/2/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/9/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/17/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/11/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/19/2009
Investment Company Products/Variable Contracts Representative Examination

Current Firm

IF
INDEPENDENCE FINANCIAL ADVISORS, LLC
GML FINANCIAL ADVISORY SERVICES, LLC | INDEPENDENCE FINANCIAL ADVISORS, LLC

CRD#: 156305 / SEC#: 801-81025

RIA
Registered Investment Advisory firm - (3/12/2015 Approved)
Florida
Registered Investment Advisory firm - (4/2/2015 Terminated)
Massachusetts
Registered Investment Advisory firm - (4/2/2015 Terminated)
New Hampshire
Registered Investment Advisory firm - (4/9/2015 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
402 Central Street, Franklin, NH 03235
Mailing Address
Phone number
(603) 934-4445
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IFA FORM ADV PART 2 DATED 01-31-24 (12/19/2025)

Regulatory assets under management

Total Number of Accounts3,065
AUM (Assets Under Management)$ 463,792,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INDEPENDENCE FINANCIAL ADVISORS, LLC

CRD#: 156305Franklin, NH 03235

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