Megan Kouba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megan Kouba, who also goes by Megan D Hansen, Megan Danelle Hansen, Megan Hansen, was a registered financial professional .
Megan is a previously registered financial professional and started their career in finance in 2010. Megan had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2018 - February 5, 2019
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
March 13, 2018 - February 5, 2019
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
March 7, 2018 - February 11, 2019
LPL FINANCIAL LLC
March 9, 2011 - July 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 9, 2010 - July 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2010 - September 21, 2010
ARBOR RESEARCH & TRADING, LLC
Primary Firm SEC Registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186,400 |
| AUM (Assets Under Management) | $ 94,632,028,506 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 03/05/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
