DP
David Pikop
TRANSAMERICA FINANCIAL ADVISORS
Fort Myers, FL 33907
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CRD#: 5710903
DP
Professional summary
David Pikop, who also goes by David Alan Pikop, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Fort Myers, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. David has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Alan Pikop
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." DAVID PIKOP FARM/INVESTMENT RELATED - NO/45093 420TH AVE NW, STEPHEN MN 56757 IS THE ORIGINAL BUSINESS LOCATION. 9780 CYPRESS LAKE DRIVE, FORT MYERS, FL 33919 IS THE PRESENT LOCATION I MANAGE FROM./RENT FARM LAND TO FARMERS FOR CROP PRODUCTION./OWNER/01.1997/2/1/COLLECT RENT, PAY TAXES, PAY BANK NOTE. UBER/NO/MIAMI, FL, 33139/I'D BE PAID TO DRIVE PEOPLE AROUND IN MY FREE TIME. PEOPLE TAP THE UBER APP, DRIVERS ACCEPT OR DECLINE THE RIDE, UBER MANAGES ALL BACK OFFICE, PAYMENTS, ETC./DRIVER/IND. CONTRACTOR/12.06.2016/10/0/I WOULD BE PAID FOR DRIVING PEOPLE WHERE THEY WANT TO GO IN MY FREE TIME. RENTAL PROPERTY/NO/1500 BAY ROAD, 274S, MIAMI BEACH, FL, 33139/I'D LIKE THE OPTION TO RENT OUT MY CONDO TO VACATIONERS OR LONG TERM TENANTS. I MAY END UP BUYING ANOTHER PROPERTY AND RENTING THIS OUT OR SELLING IT, BUT WOULD LIKE THE OPTION TO RENT IT OUT WHEN I'M NOT IN IT./OWNER/12.06.2016/4/0/MAKING SURE IT'S CLEAN AND RENTABLE, FIX WHAT NEEDS FIXED, COLLECT RENT, HELP PROSPECTIVE TENANTS GET ACCESS PASSES TO THE PROPERTY FOR THIER STAY. David Pikop / 0620-Present / Investment Related: No / Fergus Falls, MN 56537 / Self, Owner, laborer / Seasonal Farming Work / Hrs Work Monthly: 160 / Sec Trading Hrs: 4 / I'd like to be able to be paid ti contribute and be around family a little more when they need, rest them farm machinery to fill in gaps or do custom work. Help my family with labor and machinery work on their farms. LSPN DIRECT POSITION: Referral Person NATURE: ESTATE PLANNING SERVICES, OTHER LEGAL SERVICES, NOTARY SERVICES, AND DEED/TITLE SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 04/11/2023 ADDRESS: 100 N State Street, Lindon UT 84042, United States DESCRIPTION: As clients express the need or want for help setting up wills, trusts, etc., I would like to be able to offer introductions to LSPN and allowed to be compensated for that if they decide to become clients. Daily and weekly responsibilities in this THE MILIARE GROUP POSITION: memberNATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 03/05/2025 ADDRESS: unknown, unknown, unknown CA 11111, United States DESCRIPTION: WFG Co-Brand CICA LIFE POSITION: agent NATURE: Life Insurance to people living outside of U.S. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 03/14/2025 ADDRESS: 11815 Alterra Pkwy, Suite 1500, Austin TX 78758, United States DESCRIPTION: It would just allow us to help sell to an international market since we do meet some that don't qualify for the U.S. based products in WFG.
CRS (Client Relationship Summary) - RIA
Click below to view David Pikop's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Pikop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2013 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 13131 University Drive, Fort Myers, FL 33907RIA
BD
CRD#: 16164
Fort Myers, FL
Current
January 31, 2013 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 13131 University Drive, Fort Myers, FL 33907RIA
BD
CRD#: 16164
Fort Myers, FL
Past
April 26, 2012 - December 11, 2012
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
FORT MYERS, FL
Past
April 24, 2012 - December 11, 2012
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
FORT MYERS, FL
Past
May 20, 2010 - December 17, 2010
MORGAN STANLEY
RIA
CRD#: 149777
FT. MYERS, FL
Past
November 6, 2009 - December 17, 2010
MORGAN STANLEY
BD
CRD#: 149777
FT. MYERS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/3/2022)
RR
Florida(1/31/2013)
IAR
Florida(2/13/2013)
RR
Iowa(3/3/2022)
RR
Minnesota(1/31/2013)
RR
Nebraska(3/3/2022)
IAR
New Jersey(12/10/2024)
RR
New Jersey(1/22/2025)
IAR
North Carolina(4/20/2022)
RR
North Dakota(1/31/2013)
RR
Texas(4/20/2022)
IAR
Texas(4/22/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Fort Myers, FL 33907TRUST BUT VERIFY
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