Ryan Cleary

ONE WEALTH CAPITAL MANAGEMENT

Overland Park, KS

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CRD#: 5710694

Professional summary

Ryan Cleary, AIF®, who also goes by Ryan Tomas Cleary, is a registered financial advisor currently at ONE WEALTH CAPITAL MANAGEMENT, LLC located in Overland Park, Kansas.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ryan has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Tomas Cleary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Outside Insurance Sales Fixed Annuities Start: 10/23/2019 Address: Guardian location 2 bus hrs per month Investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Cleary's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 24, 2024 - Present

ONE WEALTH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 331395

Overland Park, KS

Past

July 11, 2023 - July 30, 2024

ONE WEALTH INVESTORS

RIA

CRD#: 288030

Overland Park, KS

Past

July 17, 2019 - June 30, 2023

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

EL SEGUNDO, CA

Past

December 3, 2018 - June 30, 2023

PARK AVENUE SECURITIES LLC

CRD#: 46173

EL SEGUNDO, CA

Past

March 19, 2013 - December 3, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

SANTA MONICA, CA

Past

April 14, 2011 - December 7, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LOS ANGELES, CA

Past

July 1, 2010 - September 20, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONE WEALTH CAPITAL MANAGEMENT, LLC

CRD#: 331395 / SEC#: 801-130300

RIA

Registered Investment Advisory firm - (5/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/15/2024)

IAR

Kansas
(5/24/2024)

IAR

Texas
(5/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/17/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2010

General Securities Representative Examination

Current Firm

ONE WEALTH CAPITAL MANAGEMENT, LLC

CRD#: 331395 / SEC#: 801-130300

RIA

Registered Investment Advisory firm - (5/16/2024 Approved)

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Contact information

Main Address

4900 North Scottsdale Road Suite 4900, Scottsdale, AZ 85251

Mailing Address

Phone number

(855) 663-9584

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (5/1/2025)

Regulatory assets under management

Total Number of Accounts	532
AUM (Assets Under Management)	$ 270,773,625

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan Cleary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Cleary's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONE WEALTH INVESTORS

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

ONE WEALTH CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/2010

SIE

Date: 10/1/2018

Series 7

Date: 6/30/2010

Current Firm

ONE WEALTH CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ONE WEALTH CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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