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Benjamin Robert Struck

CRD# 5710640·Registered 2009 - 2023
Previously Registered: Being a previously registered professional could mean that Benjamin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Benjamin Robert Struck was a registered financial advisor. Benjamin was a previously registered financial professional and started their career in finance 2009 - 2023. Benjamin had worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

FINANCIAL TAILOR·CRD# 164616
RIA
Durham, NC
October 24, 2012 - June 1, 2023
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Durham, NC
October 27, 2010 - May 31, 2012
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Durham, NC
October 25, 2010 - May 31, 2012
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Phoenix, AZ
October 26, 2009 - September 20, 2010
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
Phoenix, AZ
October 9, 2009 - September 20, 2010

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Current Firm

FT
FINANCIAL TAILOR

FINANCIAL TAILOR | FINANCIAL TAILOR, INC.

CRD#: 164616 / SEC#: 801-76813

Contact Information

Main Address

331 W. Main Street Suite 502, Durham, NC 27705-5217

Phone Number

(919) 246-9477

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

33

AUM (Assets Under Management)

$2,600,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2009About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Oct 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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