Stephen E. Miller
Professional summary
Stephen Edward Miller, who also goes by Steve Miller, is a registered financial advisor currently at COMPOSITION WEALTH, LLC located in Frenchtown, New Jersey.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Stephen has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Edward Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2026 - Present
COMPOSITION WEALTH, LLC
June 19, 2025 - February 16, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 26, 2010 - February 16, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
COMPOSITION WEALTH, LLC
CRD#: 143483 / SEC#: 801-74711
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/18/2026)
Exams
Series 7TO
Date: 3/12/2021
General Securities Representative ExaminationCurrent Firm
COMPOSITION WEALTH, LLC
CRD#: 143483 / SEC#: 801-74711
Contact information
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,671 |
| AUM (Assets Under Management) | $ 6,714,187,844 |
Red Flags
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