JW
Julianne M. Wenzlick
GALLAGHER FIDUCIARY ADVISORS
Bloomington, MN 55431
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CRD#: 5710475
JW
Professional summary
Julianne Marie Wenzlick, who also goes by Julianne Marie Poggemann, Julianne Poggemann, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Bloomington, Minnesota and OSAIC WEALTH, INC. located in Bloomington, Minnesota.
Julianne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Julianne has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Julianne Marie Poggemann | Julianne Poggemann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Business Name: P&W Designs LLC Investment Related: No, Address: 2600 Tyrone Lane Mound MN 55364, Nature of Business: custom planner design business and Etsy Shop Relationship: Owner Start Date: 3/1/2021, Hours per month: 40 hours, Hours per month during trading hours: 0 Hours Duties: Design work in Canva and consults with clients. 2) Business Name: P&W Lawn and Caretaking, LLC Investment Related: No Address: 2600 Tyrone Lane Mound MN 55364 Nature of Business: Lawn and Caretaking business Position: Co-Owner Start Date: 2/1/2021 Hours per month 5 hours; Hours per month during trading hours: 0 hours Duties: I help with bookkeeping for the business and invoicing. 3) Business Name: Team Beachbody - Independent Partner; Investment Related: No; Address: 2600 Tyrone Lane, Mound, MN 55364; Nature of Business: Passive revenue from health & fitness sales; Position: Partner/Coach; Start Date: 07/01/2019; Hours per month: 0; Hours during trading hours: 0; Responsibilities: Connect individuals to the product and services Beachbody offers - at this point its all legacy passive revenue. 2) P&W DESIGNS LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2021 ADDRESS: 2600 Tyrone Lane, Mound MN 55364, United States DESCRIPTION: I do graphic design, web design, SEO optimization and pinterest management for small business owners.
CRS (Client Relationship Summary) - RIA
Click below to view Julianne Marie Wenzlick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 3600 American Blvd. West, Ste. 500, Bloomington, MN 55431RIA
CRD#: 146509
Bloomington, MN
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3600 American Blvd W Ste 500, Bloomington, MN 55431RIA
BD
CRD#: 23131
Bloomington, MN
Past
March 29, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Bloomington, MN
Past
April 20, 2016 - March 31, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
BLOOMINGTON, MN
Past
November 4, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BLOOMINGTON, MN
Past
June 4, 2013 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
BLOOMINGTON, MN
Past
November 16, 2011 - May 24, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WAYZATA, MN
Past
August 18, 2011 - May 24, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WAYZATA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(8/23/2024)
IAR
Minnesota(4/21/2022)
RR
Minnesota(8/23/2024)
RR
North Dakota(8/23/2024)
RR
South Dakota(8/23/2024)
IAR
Texas(2/27/2025)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
