Oliver De La Luz Molina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oliver De La Luz Molina, who also goes by Oliver De La Luz, Oliver De La Luz Molina, was a registered financial professional .
Oliver is a previously registered financial professional and started their career in finance in 2012. Oliver had worked at 3 firms and has passed the Series 7TO, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2023 - August 20, 2024
ANDBANC BROKERAGE, LLC
November 15, 2021 - March 28, 2023
HOLISTIC BROKERAGE, LLC
September 14, 2012 - November 18, 2021
BULLTICK, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/24/2022
General Securities Representative ExaminationCurrent Firm
ANDBANC BROKERAGE, LLC
CRD#: 155979 / SEC#: , 8-68759
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
