AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MW

Michael Wyatt

RIVERSOURCE DISTRIBUTORS
Minneapolis, MN
·CRD# 5709972·17 years experience

Professional Summary

Michael Wyatt, who also goes by Mike Wyatt, Michael Todd Wyatt, is a registered financial advisor currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota. Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Wyatt, Michael Todd Wyatt

Blog Corner

Similar Advisors

Chad Jonathan Rusten
Chad Jonathan Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#
View profile
Michael Lee Erpenbach
Michael Lee Erpenbach

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#
RG
Ryan Mitchell Golden

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Chad Jonathan Rusten
Chad Jonathan Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#
SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
Michael Lee Erpenbach
Michael Lee Erpenbach

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#
RG
Ryan Mitchell Golden

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Chad Jonathan Rusten
Chad Jonathan Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#
SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
Michael Lee Erpenbach
Michael Lee Erpenbach

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#
RG
Ryan Mitchell Golden

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Jonathan Rusten
Chad Jonathan Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#
SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
Michael Lee Erpenbach
Michael Lee Erpenbach

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#
RG
Ryan Mitchell Golden

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

Years of Experience

17 years in the financial services industry

Current & Past Employments

RIVERSOURCE DISTRIBUTORS, INC.·CRD# 139135
BD
901 3rd Ave S, Minneapolis, MN 55402
October 27, 2025 - Present
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Minneapolis, MN
January 20, 2022 - October 28, 2025
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 10, 2021 - October 28, 2025
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Houston, TX
June 15, 2020 - August 20, 2021
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Houston, TX
February 24, 2020 - August 20, 2021
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Rosharon, TX
August 3, 2017 - July 23, 2019
COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
Houston, TX
December 12, 2013 - March 2, 2017
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Houston, TX
November 5, 2009 - December 5, 2013

Similar Advisors

Chad Jonathan Rusten
Chad Jonathan Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#
SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
Michael Lee Erpenbach
Michael Lee Erpenbach

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#
RG
Ryan Mitchell Golden

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

Current Firm

RD
RIVERSOURCE DISTRIBUTORS, INC.

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135 / SEC#: 8-67196
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

901 3rd Ave S, Minneapolis, MN 55402

Mailing Address

5229 Ameriprise Financial Center, Minneapolis, MN 55474

Phone Number

(612) 671-7449

Established

Delaware since 12/09/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AMERIPRISE FINANCIAL, INCSHAREHOLDER—
BUSCHY, MATTHEWDIRECTOR (TEXAS DESIGNATED OFFICER)4785321
GARDNER, TRACY HOHENSEECHIEF COMPLIANCE OFFICER2598167
HORWITH, THEODORE ROBERTCHIEF FINANCIAL OFFICER3257001
KNEESHAW, JESSICA ADIRECTOR4619188
MINELLA, PAULA JGENERAL COUNSEL7355568
POOR, JASON JOHNCHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER2704246

Disclosures

Regulatory Event

2

Arbitration

1

Similar Advisors

Chad Jonathan Rusten
Chad Jonathan Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#
SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
Michael Lee Erpenbach
Michael Lee Erpenbach

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#
RG
Ryan Mitchell Golden

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Chad Jonathan Rusten
Chad Jonathan Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#
SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
Michael Lee Erpenbach
Michael Lee Erpenbach

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#
RG
Ryan Mitchell Golden

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(11/4/2025)
RR
Arkansas
(10/30/2025)
RR
California
(10/28/2025)
RR
Colorado
(12/17/2025)
RR
Florida
(3/16/2026)
RR
Illinois
(11/5/2025)
RR
Indiana
(10/30/2025)
RR
Kansas
(10/29/2025)
RR
Missouri
(10/27/2025)
RR
New York
(10/29/2025)
RR
Oklahoma
(10/30/2025)
RR
Texas
(10/29/2025)
RR
Wyoming
(10/31/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2020About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2009About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2009About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

Chad Jonathan Rusten
Chad Jonathan Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#
SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
Michael Lee Erpenbach
Michael Lee Erpenbach

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#
RG
Ryan Mitchell Golden

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Michael Wyatt's CRS (Customer Relationship Summary).

Similar Advisors

Chad Jonathan Rusten
Chad Jonathan Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#
SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
Michael Lee Erpenbach
Michael Lee Erpenbach

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#
RG
Ryan Mitchell Golden

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#
MW
Follow Michael
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required