Kirk L. Reid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk Louis Reid, who also goes by Kirk Reid, was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 2011. Kirk had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2015 - November 24, 2015
QUASAR TRADING, LLC
May 2, 2013 - July 29, 2013
WTS PROPRIETARY TRADING GROUP LLC
August 30, 2012 - January 10, 2013
WTS PROPRIETARY TRADING GROUP LLC
June 17, 2011 - October 11, 2011
AEGIS CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
