Troy R. Peterson

PGP WEALTH SERVICES

BURBANK, CA

Some features on this profile are disabled

CRD#: 5709648

Professional summary

Troy Richard Peterson, CFP®, ChFC® is a registered financial advisor currently at PGP WEALTH SERVICES, LLC located in Burbank, California.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Troy has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: INDEPENDENT CONTRACTOR INVESTMENT-RELATED: NO ADDRESS: 849 AMHERST DR BURBANK, CA, USA, 91504 NATURE: SELF-IMPROVEMENT CONSULTING POSITION: INDEPENDENT CONTRACTOR START DATE: 05/10/2010 HOURS/MONTH: 10 HOURS DURING SECURITIES TRADING HOURS: NONE DUTIES: BOOKKEEPING, TAX PREP ASSISTANCE, GOVERNMENTAL FILINGS, ESTATE MANAGEMENT FOR THE FIRM'S OWNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Richard Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

ChFC^®

Chartered Financial Consultant

Experience

Current

August 1, 2024 - Present

PGP WEALTH SERVICES, LLC

RIA

CRD#: 151373

BURBANK, CA

Past

January 5, 2010 - July 22, 2024

PGP WEALTH SERVICES, LLC

RIA

CRD#: 151373

BURBANK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PGP WEALTH SERVICES, LLC

CRD#: 151373 / SEC#: 801-123430

RIA

Registered Investment Advisory firm - (7/22/2024 Terminated)

California

Registered Investment Advisory firm - (7/18/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Burbank, CA

Mailing Address

Phone number

(818) 842-5625

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 78,653,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Troy R. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Richard Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PGP WEALTH SERVICES, LLC

PGP WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Current Firm

PGP WEALTH SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PGP WEALTH SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors