Johnathan M. Horman

CORRECT CAPITAL WEALTH MANAGEMENT

Clayton, MO 63105

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CRD#: 5709069

Professional summary

Johnathan M Horman, who also goes by Johnathan M Horman, Johnathan Horman, is a registered financial advisor currently at CORRECT CAPITAL WEALTH MANAGEMENT, LLC located in Clayton, Missouri.

Johnathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Johnathan has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Johnathan M Horman | Johnathan Horman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnathan M Horman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2025 - Present

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

Office #1: 130 S Bemiston Avenue Suite 602, Clayton, MO 63105

RIA

CRD#: 298774

Clayton, MO

Past

February 6, 2024 - March 11, 2025

NBC SECURITIES, INC.

RIA

CRD#: 17870

Imperial, MO

Past

February 6, 2024 - March 11, 2025

NBC SECURITIES, INC.

CRD#: 17870

Imperial, MO

Past

February 1, 2023 - February 22, 2024

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

October 7, 2022 - February 22, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

August 29, 2022 - February 22, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 12, 2014 - September 3, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

SAINT LOUIS, MO

Past

February 12, 2014 - September 3, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SAINT LOUIS, MO

Past

April 19, 2012 - January 13, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

April 14, 2011 - January 13, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 298774 / SEC#: 801-114075

RIA

Registered Investment Advisory firm - (9/28/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(4/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/2022

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/18/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/29/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/21/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2011

General Securities Representative Examination

Current Firm

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 298774 / SEC#: 801-114075

RIA

Registered Investment Advisory firm - (9/28/2018 Approved)

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Contact information

Main Address

130 S Bemiston Avenue Suite 602, Clayton, MO 63105

Mailing Address

Phone number

(314) 930-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,730
AUM (Assets Under Management)	$ 921,472,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Johnathan M. Horman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnathan M Horman's CRS (Customer Relationship Summary).

Certified licenses

Experience

NBC SECURITIES, INC.

NBC SECURITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/2022

Series 65

Date: 4/18/2012

Series 63

Date: 6/6/2011

Series 7TO

Date: 8/29/2022

SIE

Date: 7/21/2022

Series 7

Date: 4/13/2011

Current Firm

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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