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BS

Brandon T. Short

VISTIA CAPITAL
Castle Rock, CO 80104
Some features on this profile are disabled
CRD#: 5708737
BS

Professional summary

Brandon Turley Short is a registered financial professional currently at VISTIA CAPITAL, LLC located in Castle Rock, Colorado.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 2010. Brandon has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Turley Short's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 5, 2025 - Present

VISTIA CAPITAL, LLC

Office #1: 202 6th Street, Suite 303, Castle Rock, CO 80104
BD
CRD#: 311342
Castle Rock, CO
Past

January 22, 2010 - December 7, 2010

NYLIFE SECURITIES LLC

BD
CRD#: 5167
POMONA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(6/5/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/9/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/6/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/21/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VISTIA CAPITAL, LLC
VISTIA CAPITAL, LLC

CRD#: 311342 / SEC#: , 8-70643

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
202 6th Street, Suite 303, Castle Rock, CO 80104
Mailing Address
202 6th Street, Suite 303, Castle Rock, CO 80104
Phone number
(720) 738-1742
Established
Delaware since 07/13/2020
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GM417 HOLDINGS, INC.MEMBER
HAYES, SUSAN ANNFINOP/PFO/POO/CFO2856326
MOSES, GARY LEECEO/DESIGNATED PRINCIPAL7074013
ROBERTS, DANIEL ANTHONYCCO2208120
RODRIGUEZ DE ALMEIDA, PABLO ULISESREGISTERED PRINCIPAL7155564

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISTIA CAPITAL, LLC

CRD#: 311342Castle Rock, CO 80104

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