Charles L. Green

SENSIBLE WEALTH MANAGEMENT

Miami, FL

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CRD#: 5708643

Professional summary

Charles Lewis Green is a registered financial advisor currently at SENSIBLE WEALTH MANAGEMENT, INC. located in Miami, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Charles has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SENSIBLE HEALTH PLANS & BENEFITS INC, INVESTMENT RELATED,SALE OF HEALTH AND SUPPLEMENTAL HEALTH POLICIES, OWNER/PRESIDENT,JUNE 1,2014,80 HRS/MTH,DURING TRADE HRS,I AM AN AGENT OR BROKER OF SEVERAL INSURANCE COMPANIES TO SELL HEALTH AND SUPPLEMENTAL HEALTH PLAN BENEFITS *NATIONAL LIFE GROUP,INVESTMENT RELATED, SELLING INSURANCE, AGENT, 10/2014,70 HRS/MTH, DURING TRADE HRS, I AM AN AGENT FOR SEVERAL INSURANCE COMPANIES TO SELL LIFE AND HEALTH INSURANCE. *VITAL FINANCIAL GROUP.13450 W SUNRISE BLVD SUITE 170 SUNRISE FL 33323. INV REL. SEPT 2014. DBA FOR INS SALES. AGENT.0%, JUST A DBA. NOT DURING TRADE HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Lewis Green's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2017 - Present

SENSIBLE WEALTH MANAGEMENT, INC.

RIA

CRD#: 288885

Miami, FL

Past

May 8, 2015 - June 1, 2017

EQUITY SERVICES, INC.

RIA

CRD#: 265

SUNRISE, FL

Past

April 15, 2015 - June 1, 2017

EQUITY SERVICES, INC.

CRD#: 265

SUNRISE, FL

Past

October 10, 2014 - November 25, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

FT LAUDERDALE, FL

Past

October 9, 2014 - November 25, 2014

LPL FINANCIAL LLC

CRD#: 6413

FT LAUDERDALE, FL

Past

September 16, 2011 - September 24, 2014

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

FORT LAUDERDALE, FL

Past

August 15, 2011 - September 24, 2014

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

FORT LAUDERDALE, FL

Past

January 19, 2010 - June 17, 2011

MORGAN STANLEY

RIA

CRD#: 149777

CORAL GABLES, FL

Past

November 25, 2009 - June 17, 2011

MORGAN STANLEY

CRD#: 149777

CORAL GABLES, FL

Past

September 1, 2009 - October 20, 2009

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

MIRAMAR, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/31/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SENSIBLE WEALTH MANAGEMENT, INC.

CRD#: 288885 / SEC#:

Florida

Registered Investment Advisory firm - (9/29/2017 Approved)

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(917) 373-1055

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 45,959

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles L. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Lewis Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/31/2009

SIE

Date: 6/1/2017

Series 7

Date: 12/4/2009

Series 6

Date: 8/31/2009

Current Firm

SENSIBLE WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SENSIBLE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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