Joshua D. Stivers

WEALTHPORTRAIT FINANCIAL

Austin, TX

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CRD#: 5708565

Professional summary

Joshua Daniel Stivers, who also goes by Josh Daniel Stivers, is a registered financial advisor currently at WEALTHPORTRAIT FINANCIAL, LLC located in Austin, Texas and CABIN SECURITIES, INC. located in Overland Park, Kansas.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Joshua has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Daniel Stivers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Platinum Wealth Advisory (DBA):: Provides investment related advice, money management, and securities offering. Investment related. Since 2009 Austin, TX. All securities transactions supervised through Wealthportrait Financial or Cabin Securities. All insurance services performed through Advisor Excel. Advisors Excel, Independent Insurance Agent. Investment Related, since 2009. Austin, TX United States Bristlecone Condo, Vacation rental property. Not investment related, since 2020 Breckenridge, CO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Daniel Stivers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2021 - Present

WEALTHPORTRAIT FINANCIAL, LLC

RIA

CRD#: 314459

Austin, TX

Current

April 21, 2022 - Present

CABIN SECURITIES, INC.

Office #1: 6240 W 135th Street Suite 214, Overland Park, KS 66223

CRD#: 137608

Overland Park, KS

Past

June 5, 2017 - October 30, 2021

KALOS MANAGEMENT

RIA

CRD#: 133025

Austin, TX

Past

June 5, 2017 - December 31, 2021

KALOS CAPITAL, INC.

CRD#: 44337

Austin, TX

Past

March 10, 2014 - June 6, 2017

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

Austin, TX

Past

March 10, 2010 - June 6, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

AUSTIN, TX

Past

August 25, 2009 - January 4, 2010

USA WEALTH MANAGEMENT LLC

RIA

CRD#: 122082

MARBLE FALLS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(4/26/2022)

New Mexico
(6/15/2022)

IAR

Texas
(6/24/2021)

Texas
(4/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/15/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/1/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTHPORTRAIT FINANCIAL, LLC

WEALTHPORTRAIT FINANCIAL LLC | WEALTHPORTRAIT FINANCIAL, LLC

CRD#: 314459 / SEC#:

Texas

Registered Investment Advisory firm - (6/24/2021 Approved)

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Contact information

Main Address

Austin, TX

Mailing Address

P.o. Box 341653, Lakeway, TX 78734

Phone number

(512) 369-3817

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua D. Stivers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Daniel Stivers's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABIN SECURITIES, INC.

KALOS MANAGEMENT

KALOS CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

USA WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/15/2014

Series 65

Date: 5/1/2009

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2014

FINRA

Current Firm

WEALTHPORTRAIT FINANCIAL, LLC

Contact information

Documents

Red Flags

Company Information

WEALTHPORTRAIT FINANCIAL, LLC

TRUST BUT VERIFY

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