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Candace Lucia Hughes

Candace L. Hughes

FRONTEGRA STRATEGIES
WESTMONT, IL 60559
CRD#: 5707785
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Candace Lucia Hughes
Candace Lucia HughesFRONTEGRA STRATEGIES

Professional summary

Candace Lucia Hughes, CFP®, who also goes by Candi Hughes, is a registered financial professional currently at FRONTEGRA STRATEGIES, LLC located in Westmont, Illinois.

Candace is registered as a RR (Registered Representative) and started their career in finance in 2012. Candace has worked at 2 firms and has passed the Series 99TO, SIE, Series 99 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Candi Hughes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Candace Lucia Hughes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

February 10, 2026 - Present

FRONTEGRA STRATEGIES, LLC

Office #1: 999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559
BD
CRD#: 137529
WESTMONT, IL
Past

November 21, 2017 - February 11, 2019

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC
Past

March 27, 2012 - December 31, 2016

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 2/26/2026
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 2/5/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 3/26/2012
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 28
Date: 2/10/2026
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FRONTEGRA STRATEGIES, LLC
FRONTEGRA ALTERNATIVE STRATEGIES, LLC | FRONTEGRA STRATEGIES, LLC

CRD#: 137529 / SEC#: , 8-67094

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559
Mailing Address
999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559
Phone number
(847) 509-9860
Established
Delaware since 03/15/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAGELLAN NORTH AMERICA HOLDINGS INC.HOLDING COMPANY
JONES, BENJAMIN DECATORCHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, GENERAL SECURITIES PRINCIPAL, OWNER4206990
KINZER, CAROL ANNFINOP, PFO, POO4519471
THOMPSON, CHARLES SPURGEON IIPRESIDENT, GENERAL SECURITIES PRINCIPAL, OWNER2547107

Red Flags

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Company Information

FRONTEGRA STRATEGIES, LLC

CRD#: 137529Westmont, IL 60559

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