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Monte Gagnier

Monte Gagnier

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CRD#: 5707703
Monte Gagnier

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Monte Gagnier, CFP® was a registered financial professional .

Monte is a previously registered financial professional and started their career in finance in 2010. Monte had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Biography

I have been in the industry for 17 years and have worked with families in all different situations. I have a passion for wealth planning and helping clients work toward their financial goals. My pledge to you is that I will work hard, be responsive, and make sure that what we develop together is customized to you and your family.
top-8-questions

Question & Answer

What are your service offerings?
Retirement Planning
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 39863 | Org Name:Primp N Pet | Org Addr:Pasadena, CA, US | Nature of Bus:Designer | Invst Rel:N | Title:Owner | Duties:Business Development and Designer | Start Dt:02/01/2016 | Total Hrs p/m:28 | Sec Trdng Hrs p/m:0

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Education

Penn Foster

Bachelor of Science (BS) - Business Administration Finance

2013

Experience

Past

July 13, 2018 - March 3, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
DUARTE, CA
Past

April 3, 2012 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
PASADENA, CA
Past

May 3, 2011 - March 3, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PASADENA, CA
Past

July 23, 2010 - April 11, 2011

HILLTOP SECURITIES INC.

BD
CRD#: 6220
BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/6/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/16/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/2010
General Securities Representative Examination

Current Firm

FIDELITY PERSONAL AND WORKPLACE ADVISORS
FIDELITY PERSONAL AND WORKPLACE ADVISORS
FIDELITY PERSONAL AND WORKPLACE ADVISORS | FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC

CRD#: 288590 / SEC#: 801-112027

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Contact information

Main Address
245 Summer Street, V2a, Boston, MA 02210
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
15,424

Documents

Latest Form ADV

Part 2 Brochures

FIDELITY WEALTH ADVISOR SOLUTIONS (11/15/2024)
FPWA FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/28/2024)
FPWA FIDELITY GO (3/28/2024)
FPWA FIDELITY MANAGED FIDFOLIOS (3/28/2024)
FPWA FIDELITY STRATEGIC DISCIPLINES (3/28/2024)
FPWA FIDELITY WEALTH SERVICES (3/28/2024)

Regulatory assets under management

Total Number of Accounts1,991,043
AUM (Assets Under Management)$ 818,776,100,963

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/22/2024
Cover Page
Report
10/23/2023
Cover Page
Report
01/06/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Vice President, Financial ConsultantCRD#: 288590

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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