CD
Charles H. Dingman
INSIGHT FOLIOS
Bozeman, MT
Some features on this profile are disabled
CRD#: 5706747
CD
Professional summary
Charles Halbert Dingman III, who also goes by Charles Halbert Dingman, Charlie Dingman, is a registered financial advisor currently at INSIGHT FOLIOS located in Bozeman, Montana.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Charles has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Halbert Dingman | Charlie Dingman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHARLIE DINGMAN FINE ART; NON- INVESTMENT RELATED; 1819 TRAILCREST DRIVE, BOZEMAN, MT 59717; ART; OWNER; STARTED 09/01/2009; 8 HOURS/MONTH DEVOTED, 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; PAINTING LANDSCAPE PORTRAITS. DINGMAN WEALTH STRATEGIES; INVESTMENT RELATED; 4810 VICTORY STREET, BOZEMAN, MT 59718; INSURANCE AND INVESTMENT ADVISORY; OWNER; STARTED 06/2019; 160 HOURS/MONTH DEVOTED; 130 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS AND INVESTMENT ADVISORY SERVICES. REDWOOD TAX SPECIALIST; NON INVESTMENT RELATED; 19720 JETTON RD CORNELIUS NC 28031; MANAGING DIRECTOR; USING ANNUITIES AND LIFE INSURANCE FOR CASH BALANCE PLANS; STARTED 8/17/2022
CRS (Client Relationship Summary) - RIA
Click below to view Charles Halbert Dingman III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2023 - Present
INSIGHT FOLIOS
Office #2: 10800 Sikes Place Suite 110, Charlotte, NC 28277RIA
CRD#: 174411
Bozeman, MT
Past
July 12, 2017 - January 26, 2024
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Bozeman, MT
Past
December 8, 2016 - July 6, 2017
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
BOZEMAN, MT
Past
December 8, 2016 - July 5, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Bozeman, MT
Past
December 19, 2014 - December 8, 2016
FOOTHILL SECURITIES, INC.
RIA
CRD#: 1027
Bozeman, MT
Past
February 15, 2013 - December 8, 2016
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
Bozeman, MT
Past
June 16, 2011 - November 23, 2011
ALAMO CAPITAL
BD
CRD#: 26193
WALNUT CREEK, CA
Past
November 17, 2009 - June 9, 2011
FMSBONDS, INC.
BD
CRD#: 7793
BOZEMAN, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Montana(4/21/2023)
IAR
Texas(4/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10800 Sikes Place Suite 110, Charlotte, NC 28277
Mailing Address
Phone number
(704) 529-9500
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,163 |
| AUM (Assets Under Management) | $ 341,383,271 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
