Arek D Puzia Mr.
CFP®Professional Summary
Arek D Puzia MR., CFP®, who also goes by Arek D Puzia, Arkadiusz Damian Puzia, is a registered financial advisor currently at PATHWISE located in Walnut Creek, California. Arek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Arek has worked at 3 firms and has passed the Series 65, Series 63 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Tax Planning
- Investment Management
- Business Services
- Financial Planning
- Retirement Planning
- Estate & Legacy Planning
- Education Funding
Specializations
Other Aliases
Arek D Puzia, Arkadiusz Damian Puzia
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
PATHWISE | PATHWISE WEALTH PARTNERS, LLC | PATHWISE WEALTH PARTNERS
Contact Information
Main Address
1211 Newell Ave Suite 130, Walnut Creek, CA 94596Phone Number
(925) 939-5607# of Employees
4SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
505AUM (Assets Under Management)
$255,048,770Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PATHWISE | PATHWISE WEALTH PARTNERS, LLC | PATHWISE WEALTH PARTNERS
State Registrations and Notice Filings
(2/20/2015)
(12/7/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2011About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Arek D Puzia MR.'s CRS (Customer Relationship Summary).
Services Offered by Arek
- Tax Planning
- Investment Management
- Business Services
- Financial Planning
- Retirement Planning
- Estate & Legacy Planning
- Education Funding
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