ES
Elliot J. Silverstein
LRI INVESTMENTS
Palm Beach Gardens, FL 33410
Some features on this profile are disabled
CRD#: 5706161
ES
Professional summary
Elliot J Silverstein, who also goes by Elliot Joshua Silverstein, is a registered financial advisor currently at LRI INVESTMENTS located in Palm Beach Gardens, Florida and M HOLDINGS SECURITIES, INC. located in Palm Beach Gardens, Florida.
Elliot is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Elliot has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elliot Joshua Silverstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) M Holdings Securities dba Lindberg & Ripple; 1125 N.W. Couch Street, Suite 900, Portland, OR 97209; Investment Related; Registered Representative; Investments/Insurance/Financial Planning advising investment and insurance clients; 160 Hours/Month; 160 Hours/Month during trading hours; Commissions/Fees 2) OneDigital Investment Advisors, LLC; Investment Related - Yes; Address-same; Nature/Position/Relationship - Solicitor; 07/17/2024 start date; 1-5 Hours/month; 0 hours/month during trading hours; Duties - solicitor. 2) Lindberg & Ripple; 3825 PGA Blvd, Suite 303, Palm Beach Gardens FL 33418; Life insurance; Investment-related; Wealth Advisor, Sr.; Bringing on life insurance clients; 6/1/2024; 200 hours per month; 160 hours per month during trading hours. 3) LRI Investments, LLC; 3825 PGA Blvd, Suite 303, Palm Beach Gardens FL 33418; Investment Advisory; Investment-related; Wealth Advisor. Sr.; introducing client to RIA; 6/3/2024; 4 hours per month; 4 hours per month during trading hours. 4) Referral to Resources Investment Advisors LLC; 300 Carnegie Center, Suite 240, Princeton NJ 08540; Business and M&A Consulting; Investment Related; Referral Partner; Referring clients to KB Financial , Resource Investment Advisor LLC to help business owners grow their business and pull equity from their companies; 08/01/2024; 1 hours per month; 1 per month during trading hours. 5) COA Ventures, Inc.; 1510 Fernham Road, Ojai CA 93023; Consulting/Advisory for business owners; Not investment related; Independent Contractor; make introductions to new relationships for the businesses, assist with projects; 2/05/2025; 10 hours per month; 4 hours per month during trading hours. 6) The Coach Wren Initiative, Inc.; 706 Northeast 2nd Street, Fort Lauderdale FL 33301; Non-Profit; Not investment related; Founder, Board Chair, Head Coach; In charge of running the organization; 2/24/2025; 8 hours per month; 2 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Elliot J Silverstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2024 - Present
LRI INVESTMENTS
Office #1: 3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410RIA
CRD#: 323556
Palm Beach Gardens, FL
Current
July 1, 2016 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 3825 Pga Blvd. Suite 303, Palm Beach Gardens, FL 33410RIA
BD
CRD#: 43285
Palm Beach Gardens, FL
Past
September 14, 2022 - June 6, 2024
ONEDIGITAL
RIA
CRD#: 106766
Fort Lauderdale, FL
Past
September 14, 2018 - December 31, 2023
KB FINANCIAL PARTNERS, LLC
RIA
CRD#: 119166
Wilton Manors, FL
Past
July 1, 2016 - November 10, 2020
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
Fort Lauderdale, FL
Past
July 12, 2010 - July 11, 2016
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
NEW YORK, NY
Past
December 3, 2009 - July 11, 2016
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES
CRD#: 323556 / SEC#: 801-127277
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/12/2018)
RR
Arizona(8/17/2021)
RR
California(7/1/2016)
RR
Colorado(8/17/2021)
RR
Connecticut(7/1/2016)
RR
Delaware(11/17/2022)
RR
District of Columbia(7/1/2016)
RR
Florida(7/1/2016)
IAR
Florida(6/11/2024)
RR
Georgia(7/1/2016)
RR
Idaho(9/8/2025)
RR
Illinois(7/1/2016)
RR
Kentucky(7/1/2016)
RR
Louisiana(1/19/2021)
RR
Maine(8/17/2021)
RR
Maryland(1/17/2019)
RR
Massachusetts(1/17/2019)
RR
Nevada(8/17/2021)
RR
New Jersey(7/1/2016)
RR
New York(7/1/2016)
RR
North Carolina(8/15/2019)
RR
North Dakota(1/19/2021)
RR
Ohio(8/16/2019)
RR
Pennsylvania(7/1/2016)
RR
Texas(1/17/2019)
IAR
Texas(6/3/2024)
RR
Utah(8/17/2021)
RR
Virginia(1/15/2019)
RR
Washington(7/1/2016)
RR
Wyoming(5/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES
CRD#: 323556 / SEC#: 801-127277
RIA
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Contact information
Main Address
3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410
Mailing Address
Phone number
(561) 323-2265
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,295 |
| AUM (Assets Under Management) | $ 1,404,038,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
