Kurtis R. Anders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurtis Robert Anders, who also goes by Kurtis Anders, was a registered financial professional .
Kurtis is a previously registered financial professional and started their career in finance in 2009. Kurtis had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2014 - January 11, 2023
ASSETMARK BROKERAGE, LLC
December 3, 2013 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
July 5, 2011 - January 11, 2023
ASSETMARK, INC.
June 30, 2011 - November 7, 2013
CAPITAL BROKERAGE CORPORATION
September 13, 2010 - June 6, 2011
SIGNATOR INVESTORS, INC.
October 12, 2009 - May 11, 2010
EDWARD JONES
September 25, 2009 - May 11, 2010
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
