Daniel J. Verbrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Verbrick was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2009. Daniel had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2013 - December 23, 2013
ARIVE CAPITAL MARKETS
May 7, 2013 - August 28, 2013
NDX TRADING, INC.
September 16, 2011 - December 31, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 29, 2011 - December 31, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 12, 2009 - March 2, 2011
EDWARD JONES
September 28, 2009 - March 2, 2011
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
