Joseph A. Percacciolo

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CRD#: 5705823

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph A Percacciolo IV, who also goes by J A Percacciolo IV, Joseph Anthony Percacciolo Iv, Joseph Percacciolo, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2009. Joseph had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

J A Percacciolo Iv | Joseph Anthony Percacciolo Iv | Joseph Percacciolo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 6, 2019 - June 30, 2020

OPPORTUNUS WEALTH MANAGEMENT, LLC

RIA

CRD#: 300141

Bremerton, WA

Past

Registered Investment Advisory firm - (4/25/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2009

General Securities Representative Examination

Current Firm

OPPORTUNUS WEALTH MANAGEMENT, LLC

OPPORTUNUS WEALTH MANAGEMENT | RETIREMENT ADVOCATES | PARALLAX 401K | OPPORTUNUS WEALTH MANAGEMENT, LLC

CRD#: 300141 / SEC#: 801-122422

RIA

Registered Investment Advisory firm - (9/30/2021 Approved)

Oregon

Registered Investment Advisory firm - (5/2/2022 Terminated)

Utah

Registered Investment Advisory firm - (2/7/2022 Terminated)

Washington

Registered Investment Advisory firm - (4/25/2022 Terminated)

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Contact information

Main Address

Gig Harbor, WA

Mailing Address

11010 Harbor Hill Dr Ste B602, Gig Harbor, WA 98332

Phone number

(253) 254-5078

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/18/2025)

FORM ADV PART 2A - OPPORTUNUS WEALTH MANAGEMENT LLC DBA PARALLAX 401K (3/18/2025)

FORM ADV PART 2A - OPPORTUNUS WEALTH MANAGEMENT LLC DBA RETIREMENT ADVOCATES (3/18/2025)

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 77,201,288

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph A. Percacciolo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

OPPORTUNUS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2009

SIE

Date: 1/18/2018

Series 7

Date: 9/26/2009

Current Firm

OPPORTUNUS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPPORTUNUS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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