Marcus F. Miller

DEERFIELD

CARMEL, IN

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CRD#: 5705816

Professional summary

Marcus Franklin Miller, CFP® is a registered financial advisor currently at DEERFIELD located in Carmel, Indiana.

Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Marcus has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

What are your service offerings?

Investment Planning

Education Planning

Employee and Employer Plan Ben...

Retirement Planning

Estate Planning

Insurance Planning

Comprehensive Financial Planni...

Tax Planning

Do you have an area of expertise or specialization?

Charitable Giving

College/Education Planning

Estate & Generational Planning...

Fixed Fee (Subscription, Retai...

Generation X

Investment Advice with Ongoing...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Franklin Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

April 27, 2012 - Present

DEERFIELD

RIA

CRD#: 104964

CARMEL, IN

Past

October 12, 2009 - May 12, 2010

EDWARD JONES

RIA

CRD#: 250

INDIANAPOLIS, IN

Past

September 25, 2009 - May 12, 2010

EDWARD JONES

CRD#: 250

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEERFIELD

DEERFIELD | DEERFIELD FINANCIAL ADVISORS, INC. | DEERFIELD FINANCIAL ADVISORS INC

CRD#: 104964 / SEC#: 801-25156

RIA

Registered Investment Advisory firm - (9/5/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/4/2021)

IAR

Indiana
(4/27/2012)

IAR

Texas
(11/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/9/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/24/2009

General Securities Representative Examination

Current Firm

DEERFIELD

DEERFIELD | DEERFIELD FINANCIAL ADVISORS, INC. | DEERFIELD FINANCIAL ADVISORS INC

CRD#: 104964 / SEC#: 801-25156

RIA

Registered Investment Advisory firm - (9/5/1985 Approved)

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Contact information

Main Address

310 E. 96th Street Suite 375, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 469-2455

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	938
AUM (Assets Under Management)	$ 958,738,339

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/05/2025	Cover Page	Report
09/24/2024	Cover Page	Report
01/04/2024	Cover Page	Report
01/09/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marcus F. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Franklin Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEERFIELD

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

DEERFIELD

State Registrations and Notice Filings

Exams

Series 66

Date: 10/9/2009

Series 7

Date: 9/24/2009

Current Firm

DEERFIELD

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DEERFIELD

TRUST BUT VERIFY

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