Alexander J. Nary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Joseph Nary, who also goes by Aj Nary, Alexander J Nary, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2009. Alexander had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2015 - January 4, 2016
ARS INVESTMENT MANAGEMENT, LLC
November 10, 2010 - August 13, 2013
WINDHAVEN INVESTMENT MANAGEMENT, INC.
September 18, 2009 - November 18, 2010
WINDWARD INVESTMENT MANAGEMENT INC
State Registrations and Notice Filings
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Current Firm
ARS INVESTMENT MANAGEMENT, LLC
CRD#: 281079 / SEC#: 801-108107
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
