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LH

Leah E Hughes

CRD# 5705392·Registered 2009 - 2015
Previously Registered: Being a previously registered professional could mean that Leah is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leah E Hughes, who also goes by Leah Ellen Evans, was a registered financial advisor. Leah was a previously registered financial professional and started their career in finance 2009 - 2015. Leah had worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leah Ellen Evans

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

PARTNERSINWEALTH, INC·CRD# 112786
RIA
Houston, TX
April 26, 2012 - February 9, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Houston, TX
November 10, 2009 - March 9, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Houston, TX
October 19, 2009 - March 9, 2011

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Current Firm

PI
PARTNERSINWEALTH, INC

PARTNERSINWEALTH | WATERS JAMES RODNEY | PARTNERSINWEALTH, INC

CRD#: 112786 / SEC#: 801-57566

Contact Information

Main Address

3400 Bissonnet Ste 145, Houston, TX 77005-2153

Documents

Latest Form ADV

Part 2 Brochures

PARTNERSINWEALTH, INC. ADV PART 2 (6/26/2020)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2009About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Oct 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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LH
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