Nikolas Pugatchenko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikolas Pugatchenko, who also goes by Nik Vasil Pugatchenko, Nik Pugatchenko, Nikolas Vasil Pugatchenko, was a registered financial professional .
Nikolas is a previously registered financial professional and started their career in finance in 2010. Nikolas had worked at 2 firms and has passed the Series 66, Series 57TO, SIE, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2021 - July 5, 2024
T3 TRADING GROUP, LLC
January 16, 2014 - August 25, 2014
T3 TRADING GROUP, LLC
February 15, 2010 - October 7, 2011
WADDELL & REED
February 15, 2010 - October 7, 2011
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 12/10/2021
Securities Trader ExamSeries 56
Date: 1/16/2014
Proprietary Trader Qualification ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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