Matteo G. Capoluongo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matteo Glen Capoluongo, who also goes by Matteo Capoluongo, was a registered financial professional .
Matteo is a previously registered financial professional and started their career in finance in 2009. Matteo had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2009 - May 28, 2024
E1 ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
E1 ASSET MANAGEMENT, INC.
CRD#: 46872 / SEC#: , 8-51573
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ITIN, RON YEHUDA | PRESIDENT/DIRECTOR/CCO/FINOP | 2344151 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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