Scott R. Lindow
Professional summary
Scott Robert Lindow is a registered financial professional currently at DESJARDINS SECURITIES INTERNATIONAL INC. .
Scott is registered as a RR (Registered Representative) and started their career in finance in 2009. Scott has worked at 2 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Robert Lindow's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2013 - Present
DESJARDINS SECURITIES INTERNATIONAL INC.
Office #1: 25 York Street Suite 1000, Toronto, Ontario, M5J 2V5September 23, 2009 - November 6, 2012
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2015)
(3/22/2019)
(1/8/2013)
(7/5/2017)
(1/8/2013)
(6/29/2017)
(1/8/2013)
(6/5/2017)
(1/8/2013)
(1/8/2013)
(6/30/2017)
(1/8/2013)
(8/9/2017)
Exams
Series 37
Date: 9/14/2009
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
DESJARDINS SECURITIES INTERNATIONAL INC.
CRD#: 112417 / SEC#: , 8-53256
Contact information
FINRA licenses (39 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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