John A. Fasciano

NEW WORLD ADVISORS LLC

Hingham, MA 02043

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CRD#: 5704892

Professional summary

John A Fasciano is a registered financial advisor currently at NEW WORLD ADVISORS LLC located in Hingham, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. John has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELLING INSURANCE. � 5% OF TIME � LICENSED WITH VARIOUS INSURANCE COMPANIES FOR THE SALE OF THEIR PRODUCTS. � Boston, MA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John A Fasciano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2018 - Present

NEW WORLD ADVISORS LLC

Office #1: 350 Lincoln Street Suite 1100, Hingham, MA 02043

RIA

CRD#: 296798

Hingham, MA

Past

August 2, 2018 - November 23, 2021

TERRANOVA CAPITAL EQUITIES, INC

CRD#: 45097

NEW YORK, NY

Past

May 23, 2017 - June 29, 2018

CONTRAVISORY INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 109767

NORWELL, MA

Past

October 1, 2009 - May 22, 2017

MORGAN STANLEY

CRD#: 149777

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW WORLD ADVISORS LLC

CRD#: 296798 / SEC#: 801-113314

RIA

Registered Investment Advisory firm - (5/25/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/19/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/29/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/12/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/30/2009

General Securities Representative Examination

Current Firm

NEW WORLD ADVISORS LLC

CRD#: 296798 / SEC#: 801-113314

RIA

Registered Investment Advisory firm - (5/25/2018 Approved)

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Contact information

Main Address

350 Lincoln Street Suite 1100, Hingham, MA 02043

Mailing Address

Phone number

(781) 749-6922

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A AND PRIVACY POLICY (11/4/2025)

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 722,810,796

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John A. Fasciano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John A Fasciano's CRS (Customer Relationship Summary).

Certified licenses

Experience

TERRANOVA CAPITAL EQUITIES, INC

CONTRAVISORY INVESTMENT MANAGEMENT, INC.

MORGAN STANLEY

Primary Firm SEC Registration

NEW WORLD ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/19/2009

Series 7TO

Date: 8/29/2022

SIE

Date: 10/1/2018

Series 31

Date: 4/12/2010

Series 7

Date: 9/30/2009

Current Firm

NEW WORLD ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW WORLD ADVISORS LLC

TRUST BUT VERIFY

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