Benjamin M. Waller
WBH ADVISORY
Baltimore, MD 21208
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CRD#: 5704581
Professional summary
Benjamin M Waller, CFP® is a registered financial advisor currently at WBH ADVISORY, INC. located in Baltimore, Maryland.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Benjamin has worked at 1 firm and has passed the Series 65 exam.
Biography
A native of Baltimore, Ben lives in Canton with his wife, Tracy, daughter Emilia, and their dog, Penny. Ben graduated from the Gilman School before attending Franklin and Marshall College, where he majored in Business and English. He enjoys spending time with family, playing golf, reading, and trips to the park with the dog.
Question & Answer
What are your service offerings?
Estate Planning
Investment Planning
Education Planning
Tax Planning
Comprehensive Financial Planni...
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Estate & Generational Planning...
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin M Waller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
September 4, 2009 - Present
WBH ADVISORY, INC.
Office #1: 1829 Reisterstown Road, Suite 225, Baltimore, MD 21208RIA
CRD#: 105289
Baltimore, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WBH ADVISORY, INC.
WAGNER BOWMAN MANAGEMENT CORP | WBH ADVISORY, INC. | WAGNER CAPITAL MANAGEMENT CORP
CRD#: 105289 / SEC#: 801-27973
RIA
Registered Investment Advisory firm - (10/3/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(9/4/2009)
IAR
Texas(11/5/2021)
Current Firm
WBH ADVISORY, INC.
WAGNER BOWMAN MANAGEMENT CORP | WBH ADVISORY, INC. | WAGNER CAPITAL MANAGEMENT CORP
CRD#: 105289 / SEC#: 801-27973
RIA
Registered Investment Advisory firm - (10/3/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1829 Reisterstown Road, Suite 225, Baltimore, MD 21208
Mailing Address
Phone number
(410) 653-7979
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,149 |
| AUM (Assets Under Management) | $ 1,488,849,669 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/10/2025 | ||
| 09/26/2024 | ||
| 10/26/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
