Sharon E. Hammer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Elise Hammer, CFP®, who also goes by Sharon E Dragutsky, Sharon Hammer Dragutsky, Sharon Dragutsky, Sharon E Hammer, Sharon Hammer, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 2009. Sharon had worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
October 30, 2018 - February 21, 2024
CETERA INVESTMENT ADVISERS LLC
October 30, 2018 - February 21, 2024
CETERA INVESTMENT SERVICES LLC
July 26, 2016 - October 1, 2018
MUTUAL SECURITIES, INC.
February 4, 2013 - October 30, 2018
KELMAN LAZAROV INC
November 30, 2012 - July 25, 2016
CETERA WEALTH SERVICES, LLC
September 21, 2011 - November 26, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 20, 2011 - November 26, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 2009 - July 1, 2011
MORGAN STANLEY
October 1, 2009 - July 1, 2011
MORGAN STANLEY
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
