Jason Hicks

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years registered in the securities industry

Current & Past Employments

Current

WELLS FARGO SECURITIES, LLCCurrent·CRD# 126292

BD

401 Las Colinas Blvd Bldg B, Irving, TX 75039

August 18, 2025 - Present

Past

TCBI SECURITIES, INC.Past·CRD# 313304

BD

Dallas, TX

January 7, 2022 - April 20, 2023

WOODROCK SECURITIES, L.P.Past·CRD# 133653

BD

Dallas, TX

September 25, 2020 - October 5, 2021

WELLS FARGO SECURITIES, LLCPast·CRD# 126292

BD

Dallas, TX

September 25, 2009 - January 28, 2020

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Current Firm

WF

WELLS FARGO SECURITIES, LLC

WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC

CRD#: 126292 / SEC#: 8-65876

BD

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202

Mailing Address

1 N Jefferson Ave H0004-05g, St. Louis, MO 63103

Phone Number

(314) 875-3000

Established

Delaware since 03/05/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EVEREN CAPITAL CORPORATION	PARENT	—
CHESTER, KARA MCSHANE	DIRECTOR/MANAGER	2679854
CONNOR, TIMOTHY MICHAEL	PRINCIPAL FINANCIAL OFFICER	8157713
MACCHIO, PETER	CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER	2124187
OHARA, TIMOTHY PATRICK	DIRECTOR/MANAGER	2095368
RILEY, MICHAEL FRANCIS	DIRECTOR/MANAGER	4165280
RIVAS, FERNANDO S	CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER	4803269
SMITH, DANIEL D	CHIEF OPERATIONS OFFICER	5500659
SULIMIRSKI, EDWARD	DIRECTOR/MANAGER/CONTROL PRINCIPAL	2287347
THOMAS, DANIEL JEROME JR	DIRECTOR/MANAGER	—

Disclosures

Regulatory Event

161

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(4/10/2026)

RR

Alaska
(4/14/2026)

RR

Arizona
(4/23/2026)

RR

Arkansas
(4/15/2026)

RR

California
(4/10/2026)

RR

Colorado
(4/10/2026)

RR

Connecticut
(4/13/2026)

RR

Delaware
(4/13/2026)

RR

District of Columbia
(4/13/2026)

RR

Florida
(4/13/2026)

RR

Georgia
(4/13/2026)

RR

Hawaii
(4/14/2026)

RR

Idaho
(4/13/2026)

RR

Illinois
(4/14/2026)

RR

Indiana
(4/14/2026)

RR

Iowa
(4/10/2026)

RR

Kansas
(4/13/2026)

RR

Kentucky
(4/13/2026)

RR

Louisiana
(4/13/2026)

RR

Maine
(4/13/2026)

RR

Maryland
(4/21/2026)

RR

Massachusetts
(4/13/2026)

RR

Michigan
(4/14/2026)

RR

Minnesota
(4/13/2026)

RR

Mississippi
(4/20/2026)

RR

Missouri
(4/13/2026)

RR

Montana
(4/13/2026)

RR

Nebraska
(4/13/2026)

RR

Nevada
(4/13/2026)

RR

New Hampshire
(4/14/2026)

RR

New Mexico
(4/13/2026)

RR

New York
(4/10/2026)

RR

North Carolina
(4/14/2026)

RR

North Dakota
(4/13/2026)

RR

Ohio
(4/13/2026)

RR

Oklahoma
(4/14/2026)

RR

Oregon
(4/16/2026)

RR

Pennsylvania
(4/13/2026)

RR

Puerto Rico
(6/4/2026)

RR

Rhode Island
(4/13/2026)

RR

South Carolina
(4/15/2026)

RR

South Dakota
(4/10/2026)

RR

Tennessee
(4/13/2026)

RR

Texas
(3/30/2026)

RR

Utah
(4/13/2026)

RR

Vermont
(4/13/2026)

RR

Virgin Islands
(4/16/2026)

RR

Virginia
(4/14/2026)

RR

Washington
(4/13/2026)

RR

West Virginia
(4/22/2026)

RR

Wisconsin
(4/14/2026)

RR

Wyoming
(4/13/2026)

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CRS (Client Relationship Summary) - BD

Click below to view Jason Hicks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Videos & Posts

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Contact Information

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Years of Experience

Current & Past Employments

Current

Past

Similar Advisors

Current Firm

Contact Information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Similar Advisors

Other business activities

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State Registrations and Notice Filings

Exams

Series 63 — Uniform Securities Agent State Law Examination

Series 79TO — Investment Banking Registered Representative Examination

SIE — Securities Industry Essentials Examination

Series 7 — General Securities Representative Examination

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CRS (Client Relationship Summary) - BD

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