Michael M. Castanho
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Matias Castanho, who also goes by Mike Castanho, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2009. Michael had worked at 2 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2014 - September 23, 2019
RESEARCH CAPITAL USA INC.
August 28, 2009 - August 30, 2013
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 37
Date: 8/24/2009
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
RESEARCH CAPITAL USA INC.
CRD#: 39670 / SEC#: , 8-48795
Contact information
FINRA licenses (22 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
