TK
Tushar Kumar
TWIN PEAKS WEALTH ADVISORS
Manhattan Beach, CA
Some features on this profile are disabled
CRD#: 5703412
TK
Professional summary
Tushar Kumar, ChFC®, CLU® is a registered financial advisor currently at TWIN PEAKS WEALTH ADVISORS located in Manhattan Beach, California.
Tushar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Tushar has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/7/2017 - Cavalier Insurance Marketing - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 03/08/2015 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 7/22/2021 - No Business Name - Investment Related - Lawndale, CA 90260 - Real Estate Rental - Start Date: 8/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Receive rental income renting out a home. 3. 7/22/2021 - No Business Name - Investment Related - San Francisco, CA 94109 - Real Estate Rental - Start Date: 1/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Rent out my condo. 4. 01/18/2022 - Capstone Partners - Investment Related - 122 Stanley Road Burlingame, CA 94010 - Non-Variable Insurance - Agent - Start Date: 03/02/2015 - 8 Hours Per Month/0 Hours During Securities Trading. 5. 10/28/2022 - Twin Peaks Estate Services - Not Investment Related - At Reported Business Location(s) - Other-estate planning administration - Owner - Start Date: 10/11/2022 - 4 Hours Per Month/0 Hours During Securities Trading. 6. 10/19/2022 - Twin Peaks Insurance Services, LLC - Investment Related - Virtually-At People's Homes - Non-Variable Insurance - Agent - Start Date: 10/12/2022 - 6 Hours Per Month/1 Hour During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Tushar Kumar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 12, 2022 - Present
TWIN PEAKS WEALTH ADVISORS
RIA
CRD#: 323817
Manhattan Beach, CA
Past
March 6, 2015 - December 20, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
BURLINGAME, CA
Past
March 6, 2015 - December 20, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
BURLINGAME, CA
Past
December 4, 2009 - March 13, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
SAN FRANCISCO, CA
Past
September 24, 2009 - March 13, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TWIN PEAKS WEALTH ADVISORS
TWIN PEAKS WEALTH ADVISORS | TWIN PEAKS WEALTH ADVISORS, LLC
CRD#: 323817 / SEC#: 801-126874
RIA
Registered Investment Advisory firm - (11/10/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/12/2022)
IAR
Louisiana(1/9/2024)
IAR
Texas(1/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TP
TWIN PEAKS WEALTH ADVISORS
TWIN PEAKS WEALTH ADVISORS | TWIN PEAKS WEALTH ADVISORS, LLC
CRD#: 323817 / SEC#: 801-126874
RIA
Registered Investment Advisory firm - (11/10/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
San Francisco, CA
Mailing Address
Phone number
(650) 200-0308
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,592 |
| AUM (Assets Under Management) | $ 410,400,224 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
