MD
Michael Diprimio
CHICAGO CAPITAL MANAGEMENT ADVISORS
Los Angeles, CA 90045
Some features on this profile are disabled
CRD#: 5703368
MD
Professional summary
Michael Diprimio, who also goes by Michael Daniel Diprimio, Michael Diprimio, is a registered financial advisor currently at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC located in Los Angeles, California and AMERICAN TRUST INVESTMENT SERVICES, INC. located in Newport Beach, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 9 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Daniel Diprimio | Michael Diprimio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VANCLEF FINANCIAL GROUP POSITION: Financial Advisor NATURE: Vanclef Financial Group is a dba for b/d and ria activities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/2019 ADDRESS: 8107 Loyola Blvd, Los Angeles CA 90045, United States DESCRIPTION: Sales of financial services and products.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Diprimio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2022 - Present
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
Office #1: 8107 Loyola, Los Angeles, CA 90045RIA
CRD#: 123483
Los Angeles, CA
Current
January 27, 2020 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 5000 Birch Street East Tower Suite 100, Newport Beach, CA 92660Office #2: 4722 Main Street, Lisle, IL 60532Office #3: 8107 Loyola Blvd, Los Angeles, CA 90045BD
CRD#: 3001
Newport Beach, CA
Past
May 22, 2019 - December 31, 2021
DELTA INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 149596
Los Angeles, CA
Past
October 23, 2017 - May 22, 2019
WESTPARK CAPITAL, INC.
RIA
CRD#: 39914
LOS ANGELES, CA
Past
October 23, 2017 - January 27, 2020
WESTPARK CAPITAL, INC.
BD
CRD#: 39914
LOS ANGELES, CA
Past
May 15, 2017 - October 24, 2017
OSAIC FA, INC.
RIA
CRD#: 3978
EL SEGUNDO, CA
Past
January 3, 2017 - October 24, 2017
OSAIC FA, INC.
BD
CRD#: 3978
EL SEGUNDO, CA
Past
May 1, 2015 - January 11, 2017
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
May 3, 2013 - April 2, 2015
E1 ASSET MANAGEMENT, INC.
BD
CRD#: 46872
JERSEY CITY, NJ
Past
December 4, 2012 - March 22, 2013
WTS PROPRIETARY TRADING GROUP LLC
BD
CRD#: 148117
NEW YORK, NY
Past
March 31, 2011 - May 31, 2012
E1 ASSET MANAGEMENT, INC.
BD
CRD#: 46872
JERSEY CITY, NJ
Past
September 2, 2009 - November 4, 2009
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/1/2020)
RR
California(1/27/2020)
IAR
California(1/18/2022)
RR
Colorado(1/27/2020)
RR
Connecticut(4/20/2020)
RR
Florida(1/27/2020)
RR
Georgia(6/2/2022)
RR
Idaho(5/19/2025)
RR
Kentucky(2/18/2025)
RR
Maine(4/24/2025)
RR
Maryland(1/27/2020)
RR
Massachusetts(4/23/2025)
RR
Michigan(1/27/2020)
RR
Minnesota(1/27/2020)
RR
Nevada(1/27/2020)
RR
New Jersey(3/3/2020)
RR
New York(1/27/2020)
RR
North Carolina(1/27/2020)
RR
Oregon(11/12/2020)
RR
Pennsylvania(1/28/2020)
RR
Rhode Island(9/29/2025)
RR
Texas(1/27/2020)
RR
Virginia(5/7/2020)
RR
Washington(1/27/2020)
RR
Wisconsin(2/14/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/12/2011
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4722 Main Street, Lisle, IL 60532
Mailing Address
Phone number
(630) 241-1122
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 560 |
| AUM (Assets Under Management) | $ 122,346,642 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
