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Wesley K. Pond

ASSET PRESERVATION ADVISORS
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 5702646
WP

Professional summary

Wesley Kinross Pond is a registered financial advisor currently at ASSET PRESERVATION ADVISORS, LLC located in Atlanta, Georgia.

Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Wesley has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Kinross Pond's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 31, 2019 - Present

ASSET PRESERVATION ADVISORS, LLC

Office #1: 3344 Peachtree Road, Ne Suite 2050, Atlanta, GA 30326
RIA
CRD#: 106741
Atlanta, GA
Past

September 20, 2016 - March 12, 2019

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
ATLANTA, GA
Past

April 24, 2014 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
ATLANTA, GA
Past

April 23, 2014 - March 12, 2019

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

October 4, 2012 - April 17, 2014

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ATLANTA, GA
Past

October 2, 2012 - April 17, 2014

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ATLANTA, GA
Past

October 7, 2009 - March 14, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
ATLANTA, GA
Past

September 9, 2009 - March 14, 2013

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ASSET PRESERVATION ADVISORS, LLC
ASSET PRESERVATION ADVISORS INC | ASSET PRESERVATION ADVISORS,INC. | ASSET PRESERVATION ADVISORS, LLC

CRD#: 106741 / SEC#: 801-41636

RIA
Registered Investment Advisory firm - (5/27/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(7/31/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/3/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/8/2009
General Securities Representative Examination

Current Firm

AP
ASSET PRESERVATION ADVISORS, LLC
ASSET PRESERVATION ADVISORS INC | ASSET PRESERVATION ADVISORS,INC. | ASSET PRESERVATION ADVISORS, LLC

CRD#: 106741 / SEC#: 801-41636

RIA
Registered Investment Advisory firm - (5/27/1992 Approved)
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Contact information

Main Address
3344 Peachtree Road, Ne Suite 2050, Atlanta, GA 30326
Mailing Address
Phone number
(404) 261-1333
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APA FORM ADV PART 2A (5/6/2025)

Regulatory assets under management

Total Number of Accounts2,954
AUM (Assets Under Management)$ 10,654,240,520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASSET PRESERVATION ADVISORS, LLC

CRD#: 106741Atlanta, GA 30326

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