Michael Kearney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Kearney, who also goes by Michael J Kearney, Michael Joseph Kearney, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2010. Michael had worked at 6 firms and has passed the Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2022 - January 4, 2024
GREEN PIER FINTECH LLC
July 19, 2022 - January 4, 2024
FIDELITY PRIME FINANCING
July 19, 2022 - January 4, 2024
FIDELITY DISTRIBUTORS COMPANY LLC
July 19, 2022 - January 4, 2024
DIGITAL BROKERAGE SERVICES LLC
January 15, 2020 - January 4, 2024
FIDELITY BROKERAGE SERVICES LLC
October 15, 2018 - January 4, 2024
NATIONAL FINANCIAL SERVICES LLC
January 27, 2017 - June 26, 2017
NATIONAL FINANCIAL SERVICES LLC
February 14, 2013 - December 16, 2014
FIDELITY BROKERAGE SERVICES LLC
June 23, 2010 - June 23, 2016
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GREEN PIER FINTECH LLC
CRD#: 313305 / SEC#: , 8-70700
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| DESJOURDY, BRIAN | VP STRATEGY | 2520622 |
| HOLMES, GARY | CHIEF COMPLIANCE OFFICER | 3171812 |
| MORAN, EDWARD MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1273715 |
| PRICE, MATTHEW | CHIEF EXECUTIVE OFFICER | 1417511 |
| SMITH, JORDAN | PRINCIPAL FINANCIAL OFFICER | 6534026 |
| WEAVER, BRYAN ROBERT | CHIEF LEGAL OFFICER | 2933941 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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